Audit Checklist Example See exactly how a real financial controls audit works with this complete working example. It demonstrates a 25-transaction sample audit of accounts payable showing actual test results, findings, and ratings. The example walks through all four phases: planning and notification, fieldwork and testing, findings documentation with severity ratings, and formal sign-off procedures….
Nonprofit Audit Checklist Nonprofit audits verify donations are used properly and IRS rules are followed. This checklist covers 144+ requirements across 12 categories including governance, financial management, tax compliance, donor relations, and grant administration. Perfect for preparing Form 990, donor audits, grant compliance reviews, or internal controls assessments. Most nonprofits make 8-12 documentation errors that…
It Audit Checklist IT audits verify your systems are secure, compliant, and working correctly. This checklist covers 180+ critical controls across 12 domains including network security, access management, data protection, and business continuity. Use it to prepare for SOC 2, ISO 27001, HIPAA, or PCI-DSS audits. Average companies find 15-20 major issues during their first…
Iso 9001 Audit Checklist ISO 9001 certification requires demonstrating quality management system effectiveness across all operations. Auditors verify 10 standard clauses: organizational context, leadership commitment, risk-based planning, resource adequacy, operational controls, performance monitoring, and continual improvement. Track 50-200 quality objectives, document 30-100 processes, conduct internal audits of 15-25 departments quarterly, and analyze customer satisfaction data…
Fda Warehouse Audit Checklist Medical Device FDA warehouse violations for medical devices result in warning letters, import alerts, and product seizures. Inspectors verify Good Manufacturing Practice compliance: temperature-controlled storage (2-8°C for refrigerated items), validated inventory systems, lot traceability for 5,000-500,000 SKUs, expiration date management, and complaint handling. Track environmental monitoring across 10,000-200,000 square feet, maintain…
Faa Part 145 Audit Checklist FAA Part 145 repair station compliance requires systematic oversight of 200+ regulatory requirements. Audits verify certificate validity, operations specifications accuracy, manual procedures, personnel qualifications, facility adequacy, equipment calibration, technical data currency, and quality system effectiveness. Track A&P mechanic licenses for 10-100 employees, calibration schedules for 50-300 tools (requiring annual NIST-traceable…
Faa 145 Audit Checklist Example FAA Part 145 repair station audits determine operating authority and customer trust. Most findings involve manual deficiencies, training gaps, or documentation errors. This example checklist demonstrates complete audit structure: certificate verification, personnel qualifications (A&P licenses, inspector authorizations), manual revision tracking, calibration records for 50+ tools, and work order documentation. Review…
Dot Audit Checklist DOT compliance violations shut down trucking operations and cost $1,000-$25,000 per incident. FMCSA audits target driver qualifications, hours of service, vehicle maintenance, and drug testing records. This checklist covers all Part 382-399 requirements: 15+ documents per driver file, ELD compliance for 20-500 vehicles, annual inspections, and 90-day maintenance records. Track 50+ regulatory…
Cyber Security Audit Checklist Cyberattacks cost companies $4.45M on average, with 60% of small businesses closing within 6 months of a breach. Most security gaps are preventable – unpatched systems, weak passwords, missing MFA, or exposed databases. This checklist covers 250+ technical controls across network security, access management, data encryption, endpoint protection, and incident response….
Compliance Audit Checklist Compliance failures trigger fines, lawsuits, and regulatory sanctions. Companies juggle 50-200 regulatory requirements across industries – OSHA, EPA, SOX, GDPR, HIPAA, and industry-specific rules. This checklist systematically verifies compliance across all areas: workplace safety, data privacy, financial reporting, environmental permits, and employment law. Track 300+ compliance obligations with due dates, responsible parties,…